Eurizon Slj Capital Limited (London)


Eurizon Slj Capital Limited is a large advisory firm based in London. It manages $1.38 billion of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2018.

Eurizon Slj Capital Limited provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eurizon Slj Capital Limited: assets under management

The assets under management (AUM) of Eurizon Slj Capital Limited is $1.38 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 173% since the beginning of its operation, and $74.35 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.38 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $276.1 million each.

Investments

The firm invests in government bonds the most. They account for 90% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 8% of the firm’s portfolio. Investments in derivatives form 2% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eurizon Slj Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stephen Li Jen serves?

The only and largest group of clients of Stephen Li Jen is pooled investment vehicles with 4 clients and $1.31 billion of assets under management. Among the 9 most similar advisory firms, Eurizon Slj Capital Limited has the 5th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.31 billion for 4 clients. 80% of the firm’s clients are foreign persons or businesses.

Eurizon Slj Capital Limited doesn't advise any private funds.

Careers at Eurizon Slj Capital Limited

The company employs 12 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Stephen Li Jen has been acting as President since 1 Jul 2016. Eurizon Capital Sgr joined the executive team most recently as the Owner.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Eurizon Capital Sgr Owner 1 Jul 2016 50% - 75% 04550250015
Stephen Li Jen Director 1 Jul 2016 Other 6928078
Fatih Yilmaz Director 1 Jul 2016 Other 6928079
Tommaso Corcos Director 1 Jul 2016 Other 6928081
Massimo Mazzini Director 1 Jul 2016 Other 6928083
Alessandro Maria Solina Director 1 Jul 2016 Other 6928085
Mirko Sturmann Head of operations 1 Jul 2016 Other 6928086
Ross Maclean Chief compliance officer & risk officer 1 Jul 2016 Other 6928087

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Intesa San Paolo Owner 1 Jul 2016 50% - 75% 00799960158

Based in London

The principal office where Eurizon Slj Capital Limited performs its advisory services is located at 90 Queen Street, London, Ec4 N 1 Sa, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number +44 020 3755 1447. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at eurizoncapital.com.