Peak6 Advisors LLC (Chicago)

Peak6 Advisors LLC is a large advisory firm based in Chicago. It manages $5.39 billion of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Illinois.

Peak6 Advisors provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Peak6 Advisors: assets under management

The assets under management (AUM) of Peak6 Advisors LLC is $5.39 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 5880% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $5.39 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $490.44 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Peak6 Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Peak6 Advisors LLC

Gregory John Callegari has been acting as President since 1 Feb 2007. Achievement Holdings Llc joined the executive team most recently as the Holding Company.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lp Peak6 Investments	Member	1 Dec 2005	75% - 100%	36-4166492
L.P. Peak6 Investments	Member	1 Dec 2005	75% - 100%	36-4166492
Jennifer Jane Just	Managing member peak6 llc, mng mbr, peak6 investmetns, lp, manager peak6 advisors llc	1 Jan 2006	Other	2261444
Matthew Nels Hulsizer	Managing member peak6 llc, mng mbr, peak6 investmetns, lp, manager peak6 advisors llc	1 Jan 2006	Other	2311367
Joseph Patrick Just	Coo/cco	1 Feb 2006	Other	5095040
Donna Joy Macdonald	Chief compliance officer	1 Jul 2006	Other	1178698
Philip Bart Grigus	Chief financial officer	1 Aug 2006	Other	4145812
Jennifer Jane Just	Co-chairman	1 Feb 2007	Other	2261444
Matthew Nels Hulsizer	Co-chairman and chief risk officer	1 Feb 2007	Other	2311367
Robert Aloysius Foley	Ceo/cio	1 Feb 2007	Other	2372796
Gregory John Callegari	President/coo	1 Feb 2007	Other	1680759
Michael James Rothkopf	Principal portfolio manager	1 Aug 2007	Other	2306661
Jay Christian Coppoletta	Chief legal officer	1 Feb 2010	Other	6049053
Arthur John Hass	Supervising officer	1 Mar 2010	Other	2172376
Joseph Patrick Just	Supervising officer	1 Sep 2010	Other	5859890
Joseph Francis Scoby	Chief executive officer	1 Jan 2012	Other	2000764
Tomas Hricko	Chief operating officer	1 Apr 2012	Other	5906708
Achievement Holdings Llc	Holding company	1 Oct 2014	75% - 100%	46-5528467

Indirect Owners

The SEC currently registers 12 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Peak6 Llc	Managing member	1 Jun 1997	75% - 100%	36-4166488
Jennifer Jane Just	Mbr	1 Jun 1997	50% - 75%	2261444
Matthew Nels Hulsizer	Mbr	1 Jun 1997	25% - 50%	2311367
Thomas Franc Rubio	Member	1 Jul 2007	75% - 100%	1954492
Llc Waterford Holdings	Partner	1 Aug 2007	Other	26-0546974
Peak6 Llc	General partner	1 Nov 2009	75% - 100%	27-1287116
Jennifer Jane Just	Managing member	1 Nov 2009	50% - 75%	2261444
Matthew Nels Hulsizer	Managing member	1 Nov 2009	50% - 75%	2311367
Aleph6 Llc	Managing general partner	1 Nov 2009	75% - 100%	36-4166488
Scoby Family Gift Trust	Member	1 Oct 2014	25% - 50%	36-7595698
Joseph Francis Scoby	Manager	1 Oct 2014	50% - 75%	2000764
Joseph F. Scoby Revocable Trust	Member	1 Oct 2014	25% - 50%	xxx-xx-xxxx

Based in Chicago

The principal office where Peak6 Advisors LLC performs its advisory services is located at 141 W. Jackson Blvd., Chicago, IL 60604, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-444-8000 or by fax 312-444-8012. The normal business hours are 8-5 on Monday - Friday.