Community Capital Management, Inc. (Weston)

Name: Community Capital Management, Inc.
Address: 2500 Weston Road, Weston, FL, 33331
Telephone: 877-272-1977

Community Capital Management, Inc. is a large advisory firm based in Weston. It manages $2.15 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Colorado, Florida, Massachusetts, New Jersey, and North Carolina.

Community Capital Management provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and non-investment related advice and education regarding the community reinvestment act of 1977.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Community Capital Management: assets under management

The assets under management (AUM) of Community Capital Management, Inc. is $2.15 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 154% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.15 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $143.12 million each.

Investments

The firm invests in government bonds the most. They account for 67% of the total AUM. The second-largest asset type is state and local bonds, which make up 23% of the firm’s portfolio. Investments in other assets form 4% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Community Capital Management, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Peter Malcom Cooper serves?

The firm provides services to investment companies, charitable organizations, other investment advisers, banking or thrift institutions, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Peter Malcom Cooper is investment companies with 2 clients and $1.96 billion of assets under management. Among the 8 most similar advisory firms, Community Capital Management has the 2nd highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $2.15 billion for 15 clients. None of the firm’s clients are foreign persons or businesses.

Community Capital Management doesn't advise any private funds.

Careers at Community Capital Management, Inc.

The company employs 25 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Community Capital Management, Inc. is owned by John Scott Cooper. Peter Malcom Cooper has been acting as President since 1 Nov 1998. James Herman Malone joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Malcom Cooper	Director	1 Nov 1998	Other	1404487
Alyssa Dawn Greenspan Goldstein	President and chief operating officer and director	1 May 2003	Other	5170334
Alyssa D Greenspan	Senior vice president and portfolio manager	1 May 2003	Other	5170334
Trustee) Trust For The Benefit Of David A. Zwick (Peter M. Cooper	Owner	1 Jul 2003	25% - 50%	25-6841775
Trustee) Trust For The Benefit Of David A. (Mi Only) Zwick (Peter Malcolm Cooper	Owner	1 Jul 2003	Other	25-6841775
Michelle Vogt Rogers	Executive vice president, senior portfolio manager and director	1 Sep 2003	Other	2624712
Trustee) Trust For The Benefit Of Peter Malcolm Cooper (Peter Cooper	Owner	1 Sep 2003	25% - 50%	00-0000000
Trustee) Trust For The Benefit Of Peter Malcolm Cooper (Peter Malcolm Cooper	Owner	1 Sep 2003	Other	00-0000000
Trustee) Trust For The Benefit Of Peter M. (Middle Initial Only) Cooper (Todd Cohen	Owner	1 Sep 2003	Other	00-0000000
Trustee) Patricia R. (Mi Only) Cohen Irrevocable Trust (Audrey J. (Mi Only) Cohen	Owner	1 Oct 2003	Other	25-6850947
Trustee) Patricia R. Cohen Irrevocable Trust (Audrey Cohen	Owner	1 Oct 2003	Other	25-6850947
Barbara Rose Vanscoy	Board chair, executive vp, senior portfolio manager and director	1 Feb 2004	Other	4762491
Barbara Van Scoy	Managing director	1 Feb 2004	Other	4762491
Keith Eugene Mitchell	Director	1 Mar 2004	Other	736878
David Keith Downes	Vice chair and director	1 Feb 2007	Other	1350506
Todd Jay Cohen	Chief executive officer and chief investment officer and director	1 Feb 2007	25% - 50%	1889544
Joseph Herbert Hastings	Chief financial officer and chief compliance officer	1 Feb 2007	Other	1172411
Erin Elizabeth Rowan	Owner	1 Dec 2008	Other	5632612
Nathan Bradley Fleisher	Director	1 Jan 2009	Other	5407059
Keith Eugene Mitchell	Owner	1 Mar 2009	Other	736878
Erin Rowan Trustee Downes 2009 Trust	Owner	1 Jun 2009	Other	xxx-xx-xxxx
Joanne Olga Hutcheson	Owner	1 Jun 2009	Other	3020869
Erin Rowan Trustee 2009 Malvern Trust	Owner	1 Jun 2009	Other	27-6198746
Stefanie Jane Little	Chief compliance officer	1 Jan 2010	Other	4393611
Carol Diane Cooper	Owner	1 Oct 2012	25% - 50%	6139576
James Herman Malone	Chief financial officer	1 Jun 2013	Other	4473229
John Scott Cooper	Owner	1 Sep 2014	25% - 50%	6400917

Based in Weston

The principal office where Community Capital Management, Inc. performs its advisory services is located at 2500 Weston Road, Weston, FL 33331, which is also the mailing address of the firm. An additional office of the firm is in Hackensack, NJ. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-272-1977 or by fax 954-385-9299. The normal business hours are 8:30 a.m. to 5:30 p.m. on Monday - Friday. You can find more information about the New York firm at investingwithimpact.com.