Nfp Advisor Services, LLC (Austin)

Name: Nfp Advisor Services, LLC
Address: 1250 Capital Of Texas Highway S., Austin, TX, 78746
Telephone: 512-697-6000

Nfp Advisor Services, LLC is a large advisory firm based in Austin. It manages $12.25 billion of regulatory assets for 54,412 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Nfp Advisor Services provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for approximately 2,500 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nfp Advisor Services: assets under management

The assets under management (AUM) of Nfp Advisor Services, LLC is $12.25 billion. The firm's AUM has grown by 13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.74 billion in discretionary accounts and $4.51 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $217.24 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $240.34 thousand.

Nfp Advisor Services has custody of $40.07 million in cash and securities for 309 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nfp Advisor Services, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nfp Advisor Services, LLC

James Lynn Poer has been acting as President since 1 Jul 2008. Michael Ross Pedlow joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
National Financial Partners Corp	100% shareholder	1 Sep 2001	75% - 100%	13-4029115
Mark D Grosvenor	Svp, technology	1 Jan 2006	Other	5087570
Yin Yin	Controller	1 Sep 2007	Other	3219513
James Lynn Poer	President	1 Jul 2008	Other	1983357
John Patrick Vanderheyden	Evp, chief operating officer	1 Jan 2009	Other	2235802
Susanne Marie Denby	Svp, chief compliance officer	1 Jun 2010	Other	2617514
Michael Ross Pedlow	Vp, advisory serivces compliance officer	1 Jun 2010	Other	4871563
Kristen Sanders Leclair	Svp, advisory & investment services	1 Dec 2010	Other	4341716
Douglas W Hammond	Chairman, director	1 May 2013	Other	4372071
Annemarie Veronica Long	Director	1 May 2013	Other	1294799
Inc Nfp Advisor Services Holdings D	Sole member	1 Oct 2014	75% - 100%	47-1566880
Michael Ross Pedlow	Chief compliance officer	1 Apr 2015	Other	4871563

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
L.P. Madison Dearborn Partners Vi A&C	Manager and gp of other managers	1 Jul 2013	Other	26-1267403
Madison Dearborn Partners	Managing member	1 Jul 2013	Other	157349
L.P. Madison Dearborn Capital Partners Vi A	Owner	1 Jul 2013	75% - 100%	26-1274415
Patriot Intermediate Holdings B. Corp.	Owner	1 Jul 2013	75% - 100%	46-2704384
Patriot Intermediate Holdings A. Corp.	Owner	1 Jul 2013	75% - 100%	46-2723281
Llc Patriot Investment Holdings	Owner	1 Jul 2013	75% - 100%	30-0781325
Inc Nfp Advisor Services Holdings C	Owner	1 Oct 2014	75% - 100%	47-1573405
Inc Nfp Advisor Services Holdings B	Owner	1 Oct 2014	75% - 100%	47-1585299
Inc Nfp Advisor Services Holdings A	Owner	1 Oct 2014	75% - 100%	47-1595804
Llc Nfp Parent Co	Owner	1 Oct 2014	75% - 100%	47-1953275
Llc Nfp Holdings	Owner	1 Oct 2014	75% - 100%	30-0781325

Based in Austin

The principal office where Nfp Advisor Services, LLC performs its advisory services is located at 1250 Capital Of Texas Highway S., Austin, TX 78746, which is also the mailing address of the firm. An additional office of the firm is in Houston, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 512-697-6000 or by fax 512-697-5000. The normal business hours are 8 a.m. to 5 p.m. cst on Monday - Friday. You can find more information about the New York firm at nfp.com/for-nfp-securities-inc-clients.html.