Fixed Income Securities, LP (Monument)

Name: Fixed Income Securities, LP
Address: 18925 Base Camp Road, Monument, CO, 80132
Telephone: 719-488-9956

Fixed Income Securities, LP is a large advisory firm based in Monument. It manages $170.4 million of regulatory assets for 246 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Arizona, California, Colorado, and 20 other states.

Fixed Income Securities provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Fixed Income Securities: assets under management

The assets under management (AUM) of Fixed Income Securities, LP is $170.4 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 390% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $170.4 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $692.68 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Fixed Income Securities, LP for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Fixed Income Securities, LP

Scott Irvin Colyer has been acting as President since 1 Jan 2001. Michael Scott Segal joined the executive team most recently as the Sr. Vp.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Dennis James Marlin	Exec. v.p./municipal principal	1 Jan 2001	Other	501770
Scott Irvin Colyer	President/ceo	1 Jan 2001	Other	1455160
Inc. Sterling Resources	Holding company	1 Jan 2001	75% - 100%	75-2793158
Lisa Ann Colyer	Exec. v.p. - operations	1 Jan 2001	Other	1214637
Joe Robert Cotton	Senior vp, partner	1 Jan 2001	Other	1764046
Norman Chester Ii Scott	Vp, partner	1 Jan 2001	Other	2821407
Randal Jason Pegg	Vp, partner	1 Jan 2001	Other	2625619
Jon Tina Vestal	Vp, partner	1 Jan 2001	Other	2039824
Lisa Anne Colyer	Exec. v.p. - operations, limited partner	1 Jan 2001	Other	1214637
Donald Scott Rykert	Vp, partner	1 Feb 2001	Other	2128744
Christopher Thomas Genovese	Vp, partner	1 Feb 2001	Other	2255451
James Michael Sail Dillahunty	President-broker/dealer sales, partner	1 Jan 2002	Other	865634
James Robert Costas	Vp, partner	1 Feb 2002	Other	1060863
Lisa Marie Jalomo	Head of compliance	1 Aug 2002	Other	1431206
Jack David Simkin	Exec. v.p. - financial principal	1 Oct 2002	Other	1662746
Alex R Meitzner	Managed director, partner	1 May 2003	Other	1964373
Timothy Charles Newcomb	Sr. vp, chief financial officer	1 Apr 2004	Other	1236623
Graham Craig Fidler	Senior vp, general counsel, secretary	1 Apr 2004	Other	4803556
Jacob Daniel Palmer	Vp, chief compliance officer	1 Aug 2004	Other	2309603
Graham Craig Fidler	Cco	1 Mar 2005	Other	4803556
Jack David Simkin	Coo	1 Mar 2005	Other	1662746
Michael Patrick Dudley	Vp, chief compliance officer	1 Apr 2005	Other	xxx-xx-xxxx
Roger Scott Roberg	Chief financial officer	1 Jun 2005	Other	2552242
Llc Sterling Management	General partner	1 Jul 2005	Other	20-3294213
Roger Scott Roberg	Chief financial officer/financial principal	1 Nov 2005	Other	2552242
Pierce Fenner & Smith Incorporated Merrill Lynch	Limited partner	1 Mar 2006	Other	13-5674085
James Michael Sail Dillahunty	Limited partner	1 May 2007	Other	865634
Andrew Stephen Williams	President, limited partner	1 Aug 2007	Other	1037916
Scott Irvin Colyer	Chairman/ceo, limited partner	1 Dec 2007	25% - 50%	1455160
Andrew Stephen Williams	President, limited partner	1 Dec 2007	Other	1037916
Michael Scott Segal	Sr. vp	1 Jan 2008	Other	1811436

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Scott Irvin Colyer	Shareholder	1 Jul 2005	50% - 75%	1455160

Based in Monument

The principal office where Fixed Income Securities, LP performs its advisory services is located at 18925 Base Camp Road, Monument, CO 80132, which is also the mailing address of the firm. An additional office of the firm is in Boerne, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 719-488-9956 or by fax 719-488-4215. The normal business hours are 6:00 am - 3:30 pm on Monday - Friday. You can find more information about the New York firm at www.fisbonds.com.