Rcm Asia Pacific Limited (Hong Kong)


Rcm Asia Pacific Limited is a large advisory firm based in Hong Kong. It manages $13.84 billion of regulatory assets for 92 client accounts. It has been registered with the SEC as an adviser since 2006.




Rcm Asia Pacific Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rcm Asia Pacific Limited: assets under management

The assets under management (AUM) of Rcm Asia Pacific Limited is $13.84 billion. The firm's AUM has grown by 90% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $13.25 billion in discretionary accounts and $594.34 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $154.05 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $99.06 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rcm Asia Pacific Limited for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rcm Asia Pacific Limited

William Kent Rossiter Ii has been acting as President since 1 Sep 2006. Frank Achim Klausfelder joined the executive team most recently as the Director.

Direct owners and executive officers



Name Entity Date acquired Ownership Employer ID
Allianz Global Investors Asia Pacific Gmbh Shareholder 1 Aug 2006 75% - 100% xxx-xx-xxxx
Annette Robertson Head of legal and compliance, asia pacific 1 Aug 2006 Other 5453682
Allianz Global Investors Gmbh Shareholder 1 Aug 2006 75% - 100% xxx-xx-xxxx
Mark Konyn Chief executive officer and director 1 Sep 2006 Other 5264324
Steve Roger Bryant Chief operating officer and director 1 Sep 2006 Other 5264326
Chi Keung Raymond Chan Chief investment officer and director 1 Sep 2006 Other 5264329
William Kent Rossiter Ii Director 1 Sep 2006 Other 5264331
Raymond Chi Keung Chan Chief investment officer and director 1 Sep 2006 Other 5264329
Cheryl Lanessa Rodriguez Chief compliance officer 1 Jan 2007 Other 5264335
Cheryl Vanessa Rodriguez Chief compliance officer 1 Jan 2007 Other 5264335
Stuart Nigel Winchester Director 1 Feb 2007 Other 5299789
Annette Robertson Chief compliance officer 1 Oct 2007 Other 5453682
Monica Waifong Poon Chief compliance officer 1 Dec 2007 Other 1590156
Jovita Kim Yoon Chow Chief compliance officer 1 May 2010 Other 5811705
Andrew Douglas Eu Director 1 Dec 2011 Other 6017141
George Alan Mckay Director 1 Jan 2012 Other 6014708
Andreas Ernst Ferdinand Utermann Global chief investment officer 1 Jan 2012 Other 6044425
Yuen Shan Chan Chief compliance officer 1 Apr 2012 Other 6046258
Frank Achim Klausfelder Director 1 Aug 2013 Other 6241478
Ip Kam Wah Director 1 Aug 2013 Other 6241480

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Allianz Finanzbeteiligungs Gmbh Stockholder 1 Jan 2003 50% - 75% xxx-xx-xxxx
Allianz Se Stockholder 1 Jun 2005 75% - 100% xxx-xx-xxxx
Allianz Global Investors Ag Parent 1 Aug 2006 75% - 100% xxx-xx-xxxx
Az Argos 6 Vermgens Verwaltungs Gesellschaft Shareholder 1 Aug 2006 25% - 50% xxx-xx-xxxx
Allianz Finanzbeteiligungs Gmbh Parent 1 Aug 2006 75% - 100% xxx-xx-xxxx
Allianz Se Parent 1 Aug 2006 75% - 100% xxx-xx-xxxx
Az Argos 6 Vermgens Verwaltungs Gesellschaft Mbh Shareholder 1 Aug 2006 25% - 50% xxx-xx-xxxx
Allianz Global Investors Aktiengesellschaft Stockholder 1 Aug 2006 75% - 100% xxx-xx-xxxx
Allianz Asset Management Aktiengesellschaft Stockholder 1 Aug 2006 75% - 100% xxx-xx-xxxx
Allianz Se Stockholder 1 Aug 2010 25% - 50% xxx-xx-xxxx

Based in Hong Kong

The principal office where Rcm Asia Pacific Limited performs its advisory services is located at 27 Th Floor, Icbc Tower, 3 Garden Road, Central, Hong Kong, 0000, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852-2238-8888 or by fax 852-2877-2533. The normal business hours are 9am - 6pm (hong kong time) on Monday - Friday.