Clearview Correspondent Services, LLC (Richmond)

Name: Clearview Correspondent Services, LLC
Address: 901 East Byrd Street, Richmond, VA, 23219
Telephone: 804-643-1811

Clearview Correspondent Services, LLC is a large advisory firm based in Richmond. It manages $4.43 billion of regulatory assets for 10,724 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 49 other states.

Clearview Correspondent Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, and selection of other advisers. It prepares financial plans for approximately 564 clients. On top of advisory services, the firm doesn't engage in other business activities.

Clearview Correspondent Services: assets under management

The assets under management (AUM) of Clearview Correspondent Services, LLC is $4.43 billion. The company doesn't manage any assets belonging to foreign clients.

The firm manages $3.57 billion in discretionary accounts and $851.83 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $431.5 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $348.97 thousand.

Clearview Correspondent Services has custody of $4.43 billion in cash and securities for 10,724 clients in total and acts as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Clearview Correspondent Services, LLC for their services and products based on a percentage of assets under management, fixed fees, and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Clearview Correspondent Services, LLC

Bryan Scott Cram joined the executive team most recently as the President Private Client Group/ Board Of Managers.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bb&T Corporation	Sole member	1 Aug 2006	75% - 100%	56-0939887
George William Iv Robbins	Manager/chief executive officer	1 Nov 2006	Other	2440106
Bryan Scott Cram	Manager	1 Nov 2006	Other	2723431
Randall Barrett Saufley	Chief financial officer/finop/manager	1 Nov 2006	Other	1664935
Roy Hamner Leslie	Chief operating officer	1 Nov 2006	Other	1259600
Alexander Wilson Cecil	Chief compliance officer/manager	1 Oct 2009	Other	2319938
Merlin T Grim	Manager	1 Oct 2009	Other	1386380
William Rufus Iii Yates	Manager	1 Oct 2009	Other	4515188
Thomas Michael Clark	Manager	1 Oct 2009	Other	5721245
Justin Shane Thompson	Rop	1 Jan 2010	Other	3200997
George William Iv Robbins	Board of managers	1 Jan 2013	Other	2440106
Bryan Scott Cram	President private client group/ board of managers	1 Jan 2013	Other	2723431
Randall Barrett Saufley	Chief financial officer/finop	1 Jan 2013	Other	1664935
Alexander Wilson Cecil	Chief compliance officer/board of managers	1 Jan 2013	Other	2319938
Merlin T Grim	Financial operations & risk officer/sr. managing director / board of managers	1 Jan 2013	Other	1386380
William Rufus Iii Yates	Chief executive officer/ board of managers	1 Jan 2013	Other	4515188
Justin Shane Thompson	Rop	1 Jan 2013	Other	3200997

Based in Richmond

The principal office where Clearview Correspondent Services, LLC performs its advisory services is located at 901 East Byrd Street, Richmond, VA 23219, which is also the mailing address of the firm. An additional office of the firm is in Greensboro, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 804-643-1811 or by fax 804-783-6032. The normal business hours are 8:30 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.clearviewcs.com.