Marketocracy Capital Management LLC (Los Altos Hills)

Name: Marketocracy Capital Management LLC
Address: 26888 Almaden Court, Los Altos Hills, CA, 94022 4316
Telephone: 877-462-4180

Marketocracy Capital Management LLC is an adviser based in Los Altos Hills. It manages $6 million of regulatory assets for 50 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.

Marketocracy Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Marketocracy Capital Management: assets under management

The assets under management (AUM) of Marketocracy Capital Management LLC is $6 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -40% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $6 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $120 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Marketocracy Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Kendrick Wai Yip Kam serves?

The only and largest group of clients of Kendrick Wai Yip Kam is individuals with 50 clients and $6 million of assets under management. Among the 2 most similar advisory firms, Marketocracy Capital Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $6 million for 50 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Marketocracy Capital Management doesn't advise any private funds.

Careers at Marketocracy Capital Management LLC

The company employs 2 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Kendrick Wai Yip Kam has been acting as President since 1 Jun 1999. Mark Taguchi joined the executive team most recently as the Marketing Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kendrick Wai Yip Kam	President	1 Jun 1999	25% - 50%	3173866
Bruce Lawrence Horn	Chief technical officer	1 Aug 1999	Other	4254565
Stuart Redman Brunet	Vice president of operations	1 Jan 2001	Other	1467307
Stuart Redman Brunet	President	1 Aug 2001	Other	1467307
Kendrick Wai Yip Kam	Vice president	1 Mar 2002	25% - 50%	3173866
Stuart Redman Brunet	President	1 Mar 2002	Other	1467307
Mark Taguchi	Marketing officer	1 Apr 2003	Other	4690178
Kendrick Wai Yip Kam	Chief compliance officer & president	1 Mar 2005	25% - 50%	3173866

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Kendrick Wai Yip Kam	Shareholder	1 Jan 2000	25% - 50%	3173866

Based in Los Altos Hills

The principal office where Marketocracy Capital Management LLC performs its advisory services is located at 26888 Almaden Court, Los Altos Hills, CA 94022 4316 The mailing address of the firm is 26888 Almaden Court, Los Altos, CA 94022 4316. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 877-462-4180 or by fax 888-777-6181. The normal business hours are 9 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at mcm.marketocracy.com.