Csfc Management Company, LLC (New York)

Name: Csfc Management Company, LLC
Address: 575 Lexington Ave, New York, NY, 10022
Telephone: 212-981-0140

Csfc Management Company, LLC is a large advisory firm based in New York. It manages $1.35 billion of regulatory assets for 15 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of New York and Tennessee.

Csfc Management Company provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Csfc Management Company: assets under management

The assets under management (AUM) of Csfc Management Company, LLC is $1.35 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 498% since the beginning of its operation, and $218.91 million of the total AUM is attributable to clients outside of the United States.

The firm manages $1.35 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $89.86 million each.

Csfc Management Company has custody of $761.91 million in cash and securities for 16 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in other assets the most. They account for 86% of the total AUM. The second-largest asset type is non-exchange traded securities, which make up 13% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Csfc Management Company, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Csfc Management Company serves?

The only and largest group of clients of Csfc Management Company is pooled investment vehicles with 13 clients and $1.26 billion of assets under management. Among the 9 most similar advisory firms, Csfc Management Company has the 4th highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $1.26 billion for 13 clients. 7% of the firm’s clients are foreign persons or businesses.

Csfc Management Company also advises several private funds. Namely, thirteen private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $5,000,000.

Careers at Csfc Management Company, LLC

The company employs 27 people that are either part- or full-time employees. 41 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Handly Fitzgerald	Co-chief executive officer, management committee member	1 Dec 2010	Other	2654392
Llc Capitalspring Finance Company	Member	1 Dec 2010	75% - 100%	27-3801190
Christopher Michael Unrath	Co-chief executive officer, management committee member	1 Dec 2010	Other	1883890
Jane M Penelope	Management committee member	1 Dec 2010	Other	6030474
Niels Carl Lorijn	Management committee member	1 Dec 2010	Other	2271593
Vinit Kohli	Management committee member	1 Dec 2010	Other	6030476
Lisa Lersner	Chief financial officer	1 Jul 2011	Other	6029849
Pierrette Alyss Bradshaw	Chief legal officer, chief compliance officer	1 Jan 2012	Other	6029855
Evangelos Xenakis	Management committee member	1 Mar 2012	Other	6068114
Faird Al Mulla	Management committee member	1 Mar 2012	Other	6068115
Lukas Spiss	Management committee member	1 Sep 2013	Other	6314270
Winfield Scott Essex	Management committee member	1 Sep 2013	Other	2869539
Christina L Houghton	Chief financial officer	1 Nov 2015	Other	5144807
Thomas Allen Mckinney	General counsel & cco	1 Sep 2016	Other	5122100

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Municipal Employees Retirement System Of Louisianna	Member of capitalspring finance company, llc	1 Oct 2014	25% - 50%	72-0567355
Christopher Michael Unrath	Member	1 Oct 2014	50% - 75%	1883890
Richard Handly Fitzgerald	Member	1 Oct 2014	50% - 75%	2654392
Talus Capital Llc	Member - common	1 Oct 2014	25% - 50%	56-2451755

Based in New York

The principal office where Csfc Management Company, LLC performs its advisory services is located at 575 Lexington Ave, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-981-0140 or by fax 212-981-0159. The normal business hours are 9:00 a.m - 6:00 p.m. on Monday - Friday. You can find more information about the New York firm at capitalspring.com.