Incenter Capital Management LLC (St. Paul)

Incenter Capital Management LLC is a mid-sized advisory firm based in St. Paul. It manages $57.24 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Colorado and Minnesota.

Incenter Capital Management provides portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Incenter Capital Management: assets under management

The assets under management (AUM) of Incenter Capital Management LLC is $57.24 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -77% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $57.24 million each.

Investments

The firm invests in government bonds the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Incenter Capital Management LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Incenter Capital Management LLC

The company employs 4 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Nicholas Higgin Smith has been acting as President since 1 Feb 2016. Jaclyn Elizabeth Carey joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Incenter Llc	Sole member	1 Jan 2016	75% - 100%	47-4192509
Craig Allen Opp	General counsel / chief compliance officer	1 Jan 2016	Other	6314304
Jeremy Earnest Prahm	Managing director	1 Jan 2016	Other	6621431
Llc Incenter Mortgage Solutions	Sole member	1 Jan 2016	75% - 100%	47-4192509
Nicholas Higgin Smith	President	1 Feb 2016	Other	6028455
Ralph Thomas Flees	Chief financial officer	1 Mar 2016	Other	6624738
Erin Elizabeth Hyduke Brandt	Chief compliance officer	1 Sep 2017	Other	6022579
Ali P Qureshi	Managing director	1 Oct 2017	Other	4947164
Jason Keith Blair	Managing director	1 Oct 2017	Other	6928075
Emily Elaine Potrykus	Managing director	1 Mar 2019	Other	5167673
Jaclyn Elizabeth Carey	Chief compliance officer	1 Apr 2019	Other	7097847

Indirect Owners

The SEC currently registers 14 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Brian Lewis Libman	Manager	1 Apr 2005	Other	1900591
Llc Libman Alpha Holdings	Member	1 Apr 2005	25% - 50%	20-2579495
Llc Libman Eta Holdings	Member	1 Apr 2005	25% - 50%	20-2579650
Llc Libman Kappa Holdings	Member	1 Apr 2005	25% - 50%	20-2579710
Libman Family Generational Trust	Member	1 Apr 2005	50% - 75%	06-6542488
Kenneth Jay Libman	Trustee	1 Apr 2005	Other	6621362
Libman 2004 Trust	Member	1 Apr 2005	25% - 50%	06-6542487
Brian Lewis Libman	Sole manager	1 Jul 2013	Other	1900591
Ufg Global Llc	Member	1 Oct 2013	75% - 100%	35-2486415
Libman Family Holdings Llc	Member	1 Oct 2013	25% - 50%	20-1411255
Ufg Holdings Llc	Sole member	1 Apr 2015	75% - 100%	80-0948242
Brian Lewis Libman	Manager	1 May 2015	Other	1900591
Bto Urban Holdings Llc	Member	1 May 2015	50% - 75%	80-0962854
Blackstone Tactical Opportunities Fund Nq L.P.	Member	1 Jun 2015	25% - 50%	36-4740118

Based in St. Paul

The principal office where Incenter Capital Management LLC performs its advisory services is located at 30 East 7 Th Street, St. Paul, MN 55101, which is also the mailing address of the firm. An additional office of the firm is in Denver, CO. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 651-412-2020. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday.