Suntrust Equitable Securities Corporation (Atlanta)

Suntrust Equitable Securities Corporation is a large advisory firm based in Atlanta. It manages $25.24 million of regulatory assets for 34 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Georgia and Tennessee.

Suntrust Equitable Securities Corporation provides portfolio management for individuals and small businesses, pension consulting services, and market timing services. It prepares financial plans for more than 250 clients. On top of advisory services, the firm doesn't engage in other business activities.

Suntrust Equitable Securities Corporation: assets under management

The assets under management (AUM) of Suntrust Equitable Securities Corporation is $25.24 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $25.24 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $742.31 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Suntrust Equitable Securities Corporation for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Suntrust Equitable Securities Corporation

John William Spiegel has been acting as President since 1 Jan 1998. Rodney Trent Toothman joined the executive team most recently as the Crop/Srop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Peter Schipper	Srop	1 Jul 1990	Other	1111765
Rodney Trent Toothman	Crop	1 Jul 1990	Other	xxx-xx-xxxx
Inc. Suntrust Banks	Parent company	1 Jan 1998	75% - 100%	58-1575035
John William Spiegel	Director	1 Jan 1998	Other	2520236
Robert Charles Shufeldt	Director	1 Jan 1998	Other	1969379
Georgett B Dickinson	Secretary	1 Jan 1998	Other	2520235
Ronald Gregory Deluca	Cheif compliance officer	1 Jan 1998	Other	1523103
Laura Jean Deasy	Cfo/coo	1 Jun 1999	Other	1290566
William Palmer Johnston	Vice chairman	1 Mar 2000	Other	1784333
Paul Stephen White	Ceo/director	1 Mar 2000	Other	2469726
William Howard Sr Cammack	Director	1 May 2000	Other	38952
John William Jr Clay	Director/chairman	1 May 2000	Other	1464932
Robert Charles Shufeldt	Chief executive officer/director	1 Mar 2001	Other	1969379
Martin Ted Mayden	Managing director/member of the board	1 Mar 2001	Other	1724731
David Harry Eidson	Director/managing director	1 Apr 2001	Other	4380644
David Harry Eidson	Vice chairman of the board/managing director	1 Jul 2001	Other	4380644
Thomas Kit Tracy	Member of the board/division president	1 Jul 2001	Other	448733
Roderick A Dowling	Member of the board/managing director	1 Jul 2001	Other	2053082
William Henry Jr Rogers	Member of the board	1 Jul 2001	Other	xxx-xx-xxxx
Mark Alan Chancy	Member of the board	1 Jul 2001	Other	2478714
Rodney Trent Toothman	Crop/srop	1 Aug 2001	Other	xxx-xx-xxxx

Based in Atlanta

The principal office where Suntrust Equitable Securities Corporation performs its advisory services is located at 303 Peachtree Street Ne, Atlanta, GA 30308 The mailing address of the firm is Po Box 4418 Center Code 3910, Atlanta, GA 30302 4418. An additional office of the firm is in Nashville, TN. It doesn’t run an office outside of the United States.