Philo Smith Capital Corporation (Stamford)

Name: Philo Smith Capital Corporation
Address: 695 East Main Street, Stamford, CT, 06901
Telephone: 203-348-7365

Philo Smith Capital Corporation is a large advisory firm based in Stamford. It manages $92 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Connecticut.

Philo Smith Capital Corporation provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Philo Smith Capital Corporation: assets under management

The assets under management (AUM) of Philo Smith Capital Corporation is $92 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $92 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.4 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Philo Smith Capital Corporation for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Philo Smith Capital Corporation

Philo Smith has been acting as President since 1 Jan 1988. Michele Corridor Ogrady joined the executive team most recently as the Vp, Finance & Admin. Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Philo Smith	President	1 Jan 1988	50% - 75%	428549
James Earl Inglis	Vp, secretary & treasurer	1 Jan 1988	25% - 50%	4862984
James Andrew Amen	Vice president	1 Jul 1988	25% - 50%	4862990
Michele Corridor Ogrady	Vp, finance & admin. chief compliance officer	1 Oct 1998	Other	3191120

Based in Stamford

The principal office where Philo Smith Capital Corporation performs its advisory services is located at 695 East Main Street, Stamford, CT 06901, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-348-7365 or by fax 203-348-4307. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at www.philosmith.com.