First Principals Capital Management, LLC (New York)

Name: First Principals Capital Management, LLC
Address: 140 Broadway, New York, NY, 10005
Telephone: 212-380-2280

First Principals Capital Management, LLC is a large advisory firm based in New York. It manages $912.38 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of Georgia and New York.

First Principals Capital Management provides portfolio management for pooled investment vehicles, pension consulting services, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

First Principals Capital Management: assets under management

The assets under management (AUM) of First Principals Capital Management, LLC is $912.38 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $912.38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $304.13 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay First Principals Capital Management, LLC for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at First Principals Capital Management, LLC

Mark Frederic Lieberman joined the executive team most recently as the Managing Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Adam Dachille	Chief executive officer	1 Jan 2004	25% - 50%	1890171
Richard Francis Dolan	Chief financial officer	1 Jan 2004	25% - 50%	2157161
James H Vanepps	Chief operating officer	1 Jan 2004	25% - 50%	844958
Hong Chen	Director of research	1 Jan 2004	Other	4445586
Michael J Baek	Managing director	1 May 2004	Other	2090023
Stephen Roderick Miller	Chief risk officer/cco	1 Jun 2004	Other	1600441
Robert Richard Lewis	Managing dir./head of business development	1 Apr 2005	Other	1769980
Mark Frederic Lieberman	Managing director	1 Jun 2005	Other	1407862

Based in New York

The principal office where First Principals Capital Management, LLC performs its advisory services is located at 140 Broadway, New York, NY 10005, which is also the mailing address of the firm. An additional office of the firm is in Roswell, GA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-380-2280 or by fax 212-380-2290. The normal business hours are 8:00am est to 5:00pm est on Monday - Friday. You can find more information about the New York firm at www.fpcmllc.com.