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Uniplan, Inc. (Wauwatosa)


Uniplan, Inc. is a large advisory firm based in Wauwatosa. It manages $79.3 million of regulatory assets for 78 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California and Wisconsin.

Uniplan provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Uniplan: assets under management

The assets under management (AUM) of Uniplan, Inc. is $79.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $79.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.02 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Uniplan, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Wauwatosa

The principal office where Uniplan, Inc. performs its advisory services is located at 8112 West Bluemound Road, Wauwatosa, WI 53213 3356, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 414-225-9990 or by fax 414-225-0070. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.


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