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Eagle Lake Capital, LLC (Santa Monica)


Eagle Lake Capital, LLC is a large advisory firm based in Santa Monica. It manages $271.33 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdictions of California and New York.

Eagle Lake Capital provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eagle Lake Capital: assets under management

The assets under management (AUM) of Eagle Lake Capital, LLC is $271.33 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 20% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $271.33 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.76 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eagle Lake Capital, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
David Ellison Smith Manager, member 1 Oct 1999 50% - 75% 1671223
Llc Summit Cam Holdings Member 1 Jul 2005 25% - 50% 20-2997278
Lori Dee Edwards Manager 1 Jul 2005 Other 1485784
Peter Y Chung Manager 1 Jun 2006 Other 4950552
Troy Douglas Spencer Chief compliance officer, chief administrative officer 1 Jun 2006 Other 4788228
Edward Harvey Lyman Manager 1 Feb 2007 Other 4376523

Based in Santa Monica

The principal office where Eagle Lake Capital, LLC performs its advisory services is located at 2450 Colorado Avenue, Santa Monica, CA 90404, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 310-633-2319 or by fax 310-633-2359. The normal business hours are 6 a.m. - 5 p.m. on Monday - Friday.


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