Continuous Capital, LLC (Irving)

Continuous Capital, LLC is an investment adviser to an investment company based in Irving. It manages $2.8 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Texas.

Continuous Capital provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Continuous Capital: assets under management

The assets under management (AUM) of Continuous Capital, LLC is $2.8 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.8 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Continuous Capital, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Continuous Capital serves?

The only and largest group of clients of Continuous Capital is investment companies with 1 clients and $2.8 million of assets under management. Among the 0 most similar advisory firms, Continuous Capital has the 0th lowest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $2.8 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Continuous Capital doesn't advise any private funds.

Careers at Continuous Capital, LLC

The company employs 8 people that are either part- or full-time employees. 13 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Gene Louis Needles	Chief executive officer, director	1 Feb 2018	Other	1068224
Jeffrey Karl Ringdahl	Chief operating officer, director	1 Feb 2018	Other	5230141
Melinda Gay Heika	Chief financial officer	1 Feb 2018	Other	5775644
Rosemary Kavanaugh Behan	Chief legal officer	1 Feb 2018	Other	5255537
Christina Elaine Sears	Chief compliance officer	1 Feb 2018	Other	2708589
Inc. Resolute Investment Managers	Member	1 Feb 2018	50% - 75%	26-2612344
Morley Dan Campbell	President and chief investment officer	1 Apr 2018	25% - 50%	4672734
Regina Morales Castro	Chief compliance officer	1 Feb 2019	Other	2574610

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Resolute Acquisition	Shareholder	1 Apr 2015	75% - 100%	47-3615161
Inc. Resolute Topco	Shareholder	1 Apr 2015	75% - 100%	47-3609162
Llc Resolute Investment Holdings	Shareholder	1 Apr 2015	75% - 100%	47-3578656
L.P. Kelso Investment Associates Viii	Shareholder	1 Apr 2015	50% - 75%	64-0961883
L.P. Kelso Gp Viii	General partner	1 Apr 2015	Other	98-0612314
Llc Kelso Gp Viii	General partner	1 Apr 2015	Other	64-0961879

Based in Irving

The principal office where Continuous Capital, LLC performs its advisory services is located at 220 E. Las Colinas Blvd., Irving, TX 75039 5500, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 817-391-6100. The normal business hours are 8:15 am - 5:00 pm on Monday - Friday.