Beacon Pointe Wealth Advisors 13F annual report

Beacon Pointe Wealth Advisors is an investment fund managing more than $534 million ran by Catherine Prentice. There are currently 179 companies in Mrs. Prentice’s portfolio. The largest investments include Ishares Tr and Vanguard Index Fds, together worth $216 million.

Limited to 30 biggest holdings

$534 million Assets Under Management (AUM)

As of 7th October 2020, Beacon Pointe Wealth Advisors’s top holding is 1,479,773 shares of Ishares Tr currently worth over $149 million and making up 27.8% of the portfolio value. In addition, the fund holds 401,537 shares of Vanguard Index Fds worth $67.2 million. The third-largest holding is Jp Morgan Exchange Traded Fd worth $21.3 million and the next is Pgim Etf Tr worth $17.3 million, with 345,010 shares owned.

Currently, Beacon Pointe Wealth Advisors's portfolio is worth at least $534 million. The total portfolio value may be much higher due to cash assets that are not publicly disclosed such as fixed income, real estate, or cash equivalents.

Careers at Beacon Pointe Wealth Advisors

The Beacon Pointe Wealth Advisors office and employees reside in Newport Beach, California. According to the last 13-F report filed with the SEC, Catherine Prentice serves as the Director, Compliance at Beacon Pointe Wealth Advisors.

Recent trades

In the most recent 13F filing, Beacon Pointe Wealth Advisors revealed that it had opened a new position in American Campus Cmntys Inc and bought 232,219 shares worth $10.9 million.

The investment fund also strengthened its position in Ishares Tr by buying 19,884 additional shares. This makes their stake in Ishares Tr total 1,479,773 shares worth $149 million.

On the other hand, there are companies that Beacon Pointe Wealth Advisors is getting rid of from its portfolio. Beacon Pointe Wealth Advisors closed its position in Ishares Tr on 14th February 2020. It sold the previously owned 116,285 shares for $3.95 million. Catherine Prentice also disclosed a decreased stake in Vanguard Tax Managed Intl Fd by approximately 0.1%. This leaves the value of the investment at $15.8 million and 358,917 shares.

One of the average hedge funds

The two most similar investment funds to Beacon Pointe Wealth Advisors are Hilltop and Regal Investment Advisors. They manage $533 million and $534 million respectively.


Catherine Prentice investment strategy

Beacon Pointe Wealth Advisors’s portfolio is diversified across 13 sectors. Currently, their heaviest sector is Finance — making up 4.5% of the total portfolio value. The fund focuses on investments in the United States as 48.0% of the portfolio companies are based in the United States.

The majority of the companies in the fund’s portfolio are large-cap stocks. Stocks with a size of more than $10 billion in market cap make up 42% of the total holdings value. On the other hand, small-cap stocks make up only 1.7% of the portfolio. The average market cap of the portfolio companies is close to $171 billion.

The complete list of Beacon Pointe Wealth Advisors trades based on 13F SEC filings

These positions were updated on February 14th based on the fund’s latest 13F filing. Quickly find out what the most recently closed or increased positions are.

Security Shares Owned Value Allocation
Ishares Tr
1.36%
1,479,773
$148,576,000 27.85%
Vanguard Index Fds
11.78%
401,537
$67,197,000 12.59%
Jp Morgan Exchange Traded Fd
5.06%
422,121
$21,291,000 3.99%
Pgim Etf Tr
4.84%
345,010
$17,270,000 3.24%
Apple, Inc.
22.74%
54,089
$15,884,000 2.98%
Vanguard Tax Managed Intl Fd
0.83%
358,917
$15,812,000 2.96%
Vanguard Whitehall Fds Inc
19.78%
164,381
$15,166,000 2.84%
American Campus Cmntys Inc
Opened
232,219
$10,921,000 2.05%
Pacific Premier Bancorp, Inc.
Opened
313,553
$10,224,000 1.92%
Vanguard Intl Equity Index F
1.14%
235,493
$10,972,000 2.06%
Invesco Exchange Traded Fd T
13.20%
126,853
$9,470,000 1.77%
Texas Instrs Inc
0.69%
44,844
$5,755,000 1.08%
Vanguard Bd Index Fd Inc
75.08%
103,879
$8,583,000 1.61%
Ishares Tr
Opened
94,550
$6,321,000 1.18%
Spdr Series Trust
1.47%
148,288
$9,095,000 1.70%
Microsoft Corp.
7.92%
29,694
$4,686,000 0.88%
Vanguard Group
4.27%
33,797
$4,215,000 0.79%
Spdr S&p 500 Etf Tr
56.76%
12,967
$4,171,000 0.78%
CrowdStrike Holdings, Inc.
Opened
81,958
$4,087,000 0.77%
Berkshire Hathaway Inc.
76.79%
17,553
$4,653,000 0.87%
Lockheed Martin Corp.
77.20%
9,973
$3,883,000 0.73%
Johnson & Johnson
3.50%
23,848
$3,481,000 0.65%
The Home Depot, Inc.
3.52%
14,358
$3,138,000 0.59%
Schwab Strategic Tr
11.40%
243,535
$13,449,000 2.52%
Spdr Index Shs Fds
8.13%
126,835
$4,672,000 0.88%
Ishares Inc
2.53%
53,693
$2,889,000 0.54%
Amazon.com, Inc.
4.68%
1,542
$2,850,000 0.53%
Eaton Vance Tx Adv Glbl Div
No change
144,450
$2,604,000 0.49%
Ishares Tr
Closed
116,285
$3,954,000
Perkinelmer Inc
No change
23,625
$2,294,000 0.43%
Bank Amer Corp
11.96%
64,913
$2,285,000 0.43%
Pfizer Inc.
6.09%
55,081
$2,158,000 0.40%
Costco Whsl Corp New
7.78%
7,146
$2,105,000 0.39%
Vanguard Scottsdale Fds
0.95%
13,853
$2,045,000 0.38%
Chevron Corp.
2.78%
15,939
$1,923,000 0.36%
Merck & Co., Inc.
45.68%
19,068
$1,733,000 0.32%
Spdr S&p Midcap 400 Etf Tr
4.56%
4,441
$1,668,000 0.31%
Disney Walt Co
7.47%
11,357
$1,640,000 0.31%
United Parcel Service, Inc.
No change
13,978
$1,637,000 0.31%
Wisdomtree Tr
14.87%
91,702
$3,331,000 0.62%
Mastercard, Inc.
5.76%
5,365
$1,603,000 0.30%
First Tr Exchange Traded Fd
0.96%
35,304
$2,829,000 0.53%
Eaton Vance Corp.
Opened
32,354
$1,510,000 0.28%
Waste Mgmt Inc Del
15.26%
13,101
$1,495,000 0.28%
Alphabet, Inc.
12.58%
2,076
$2,773,000 0.52%
JPMorgan Chase & Co.
26.96%
10,367
$1,444,000 0.27%
Cisco Sys Inc
18.13%
29,705
$1,425,000 0.27%
Sl Green Rlty Corp
2.64%
13,979
$1,285,000 0.24%
Edwards Lifesciences Corp.
1.91%
5,491
$1,281,000 0.24%
Verizon Communications, Inc.
3.22%
20,559
$1,261,000 0.24%
AT&T Inc.
0.63%
31,134
$1,219,000 0.23%
The Boeing Co.
16.56%
3,699
$1,207,000 0.23%
Intel Corp.
21.16%
19,547
$1,172,000 0.22%
Amgen, Inc.
11.19%
4,669
$1,126,000 0.21%
Facebook, Inc.
90.06%
5,392
$1,108,000 0.21%
Wells Fargo Co New
13.18%
20,219
$1,086,000 0.20%
Us Bancorp Del
40.76%
17,643
$1,047,000 0.20%
Exxon Mobil Corp.
2.50%
14,996
$1,046,000 0.20%
AbbVie, Inc.
0.51%
11,727
$1,036,000 0.19%
PayPal Holdings, Inc.
0.94%
9,556
$1,031,000 0.19%
Starbucks Corp.
8.02%
11,600
$1,018,000 0.19%
Marsh & McLennan Cos., Inc.
1.42%
8,458
$942,000 0.18%
Novartis A G
11.98%
9,768
$926,000 0.17%
First Tr Morningstar Div Lea
1.07%
27,257
$886,000 0.17%
Vanguard Star Fd
54.27%
15,634
$870,000 0.16%
United Technologies Corp
11.26%
5,625
$842,000 0.16%
Microchip Technology, Inc.
3.74%
7,717
$808,000 0.15%
Walmart, Inc.
21.54%
6,692
$796,000 0.15%
Dbx Etf Tr
7.63%
25,346
$795,000 0.15%
Global X Fds
No change
100,000
$788,000 0.15%
Procter & Gamble Co.
6.98%
6,133
$763,000 0.14%
NVIDIA Corp.
9.63%
3,244
$763,000 0.14%
Rlj Lodging Tr
0.13%
42,645
$756,000 0.14%
Digital Rlty Tr Inc
20.55%
6,019
$722,000 0.14%
Walgreens Boots Alliance, Inc.
90.18%
12,046
$711,000 0.13%
Thermo Fisher Scientific, Inc.
0.41%
2,181
$709,000 0.13%
Mcdonalds Corp
17.88%
3,541
$702,000 0.13%
Allianzgi Conv Income Fd Ii
Closed
135,869
$684,000
Northrop Grumman Corp.
1.25%
1,982
$682,000 0.13%
American Tower Corp.
5.84%
2,937
$676,000 0.13%
International Business Machs
18.03%
5,048
$676,000 0.13%
Palo Alto Networks, Inc.
Closed
3,304
$674,000
Thomson Reuters Corp.
25.26%
9,172
$657,000 0.12%
Alibaba Group Hldg Ltd
59.29%
3,068
$651,000 0.12%
Bristol Myers Squibb Co.
6.98%
10,129
$649,000 0.12%
Select Sector Spdr Tr
Closed
17,572
$1,599,000
Alps Etf Tr
27.92%
13,293
$621,000 0.12%
Lamar Advertising Co.
21.59%
6,906
$616,000 0.12%
Teleflex, Inc.
No change
1,605
$604,000 0.11%
Pimco Etf Tr
27.97%
10,780
$1,135,000 0.21%
Oracle Corp.
31.95%
11,063
$585,000 0.11%
Ssga Active Etf Tr
51.29%
11,831
$580,000 0.11%
Honeywell International, Inc.
5.81%
3,242
$573,000 0.11%
Kimberly-Clark Corp.
5.61%
4,125
$568,000 0.11%
Union Pacific Corp.
4.44%
3,128
$565,000 0.11%
Netflix, Inc.
13.68%
1,670
$540,000 0.10%
Equinix, Inc.
No change
911
$531,000 0.10%
Stryker Corp.
4.47%
2,499
$524,000 0.10%
3M Co.
35.49%
2,932
$517,000 0.10%
Editas Medicine, Inc.
No change
17,403
$515,000 0.10%
Pimco Dynmic Credit And Mrt
No change
20,000
$504,000 0.09%
Consolidated Edison, Inc.
Closed
5,236
$496,000
Dominion Energy, Inc.
Opened
5,986
$495,000 0.09%
First Bank Williamstown Nj
Opened
44,049
$487,000 0.09%
First Tr Value Line Divid In
Opened
13,224
$475,000 0.09%
First Finl Bankshares
Closed
14,140
$472,000
Workday Inc
1.00%
2,820
$464,000 0.09%
Spdr Dow Jones Indl Avrg Etf
No change
1,617
$460,000 0.09%
Goldman Sachs Etf Tr
Opened
4,454
$447,000 0.08%
General Electric Co.
3.15%
39,514
$440,000 0.08%
Anthem Inc
0.21%
1,443
$436,000 0.08%
Vanguard Charlotte Fds
Closed
7,296
$429,000
Charter Communications Inc N
Closed
1,022
$420,000
Spdr Series Trust
Opened
17,132
$948,000 0.18%
Ferrari N V
Opened
2,500
$414,000 0.08%
American Express Co.
4.78%
3,312
$413,000 0.08%
Impac Mtg Hldgs Inc
No change
77,420
$406,000 0.08%
The Hain Celestial Group, Inc.
1.64%
15,500
$402,000 0.08%
Intuitive Surgical, Inc.
Opened
679
$402,000 0.08%
Pnc Finl Svcs Group Inc
5.36%
2,508
$400,000 0.07%
Domo, Inc.
3.67%
18,350
$398,000 0.07%
Citigroup, Inc.
2.67%
4,925
$394,000 0.07%
Visa, Inc.
4.62%
2,087
$393,000 0.07%
GlaxoSmithKline Plc
Opened
8,213
$385,000 0.07%
OGE Energy Corp.
Closed
8,313
$377,000
AMERCO
No change
1,000
$376,000 0.07%
Mercer International, Inc.
No change
30,000
$369,000 0.07%
The Southern Co.
12.06%
5,802
$369,000 0.07%
DTE Energy Co.
Opened
2,741
$356,000 0.07%
Ishares Gold Trust
22.13%
24,506
$355,000 0.07%
Ford Mtr Co Del
70.26%
37,773
$350,000 0.07%
CSX Corp.
5.49%
4,827
$349,000 0.07%
Eaton Vance Mun Bd Fd
No change
27,000
$348,000 0.07%
Caterpillar, Inc.
7.73%
2,338
$345,000 0.06%
Pepsico Inc
6.35%
2,512
$342,000 0.06%
Fidelity Covington Tr
No change
9,620
$339,000 0.06%
Intuit, Inc.
Closed
1,251
$334,000
Eversource Energy
Closed
3,875
$331,000
Realty Income Corp.
9.80%
4,491
$330,000 0.06%
Comcast Corp New
8.62%
7,273
$328,000 0.06%
Bank New York Mellon Corp
2.76%
6,448
$325,000 0.06%
Provident Finl Hldgs Inc
Opened
14,646
$322,000 0.06%
Blackrock Muniassets Fd Inc
No change
21,000
$319,000 0.06%
Toronto Dominion Bk Ont
9.46%
5,649
$316,000 0.06%
The Williams Cos., Inc.
2.39%
13,297
$315,000 0.06%
The Coca-Cola Co.
10.00%
5,613
$314,000 0.06%
ConocoPhillips
28.82%
4,720
$308,000 0.06%
Dollar Tree, Inc.
No change
3,210
$302,000 0.06%
Vertex Pharmaceuticals, Inc.
No change
1,367
$300,000 0.06%
Lilly Eli & Co
6.23%
2,252
$297,000 0.06%
ServiceNow, Inc.
Opened
1,035
$292,000 0.05%
Colgate-Palmolive Co.
4.71%
4,128
$285,000 0.05%
Lakeland Bancorp, Inc.
Opened
16,386
$284,000 0.05%
Weibo Corp.
Opened
6,134
$284,000 0.05%
The Goldman Sachs Group, Inc.
Closed
1,366
$283,000
Lauder Estee Cos Inc
Opened
1,371
$283,000 0.05%
AppFolio, Inc.
Opened
2,500
$275,000 0.05%
Xcel Energy Inc.
18.10%
4,357
$275,000 0.05%
Philip Morris International, Inc.
18.29%
3,100
$263,000 0.05%
Ingersoll-rand Plc
4.61%
1,930
$257,000 0.05%
Crown Castle Intl Corp New
1.71%
1,782
$253,000 0.05%
Tesla, Inc.
41.60%
598
$250,000 0.05%
Loop Inds Inc
Opened
25,000
$248,000 0.05%
Vanguard Intl Equity Index F
Opened
4,426
$238,000 0.04%
American Elec Pwr Co Inc
4.95%
2,457
$232,000 0.04%
Medtronic Plc
Closed
2,091
$227,000
Danaher Corp.
Opened
1,468
$225,000 0.04%
Valley Natl Bancorp
96.00%
19,600
$224,000 0.04%
First Tr Exchang Traded Fd I
0.58%
3,981
$221,000 0.04%
Fiat Chrysler Automobiles N
Opened
15,000
$220,000 0.04%
Yum Brands Inc
Closed
1,918
$218,000
O Reilly Automotive Inc New
33.42%
496
$218,000 0.04%
The TJX Cos., Inc.
Opened
3,584
$216,000 0.04%
Schwab Strategic Tr
Closed
3,779
$214,000
Select Sector Spdr Tr
43.87%
6,480
$414,000 0.08%
Vanguard Index Fds
Opened
1,279
$213,000 0.04%
Lowes Cos Inc
7.66%
1,771
$212,000 0.04%
Enterprise Prods Partners L
Opened
7,488
$211,000 0.04%
Ross Stores, Inc.
8.87%
1,809
$211,000 0.04%
UnitedHealth Group, Inc.
Opened
711
$209,000 0.04%
CVS Health Corp.
Opened
2,813
$209,000 0.04%
Enbridge, Inc.
Opened
5,236
$208,000 0.04%
Deere & Co.
Opened
1,197
$208,000 0.04%
Altria Group, Inc.
30.01%
4,119
$205,000 0.04%
Credit Suisse High Yld Bnd F
Closed
80,000
$204,000
Baxter International, Inc.
3.65%
2,401
$201,000 0.04%
Unilever N V
5.17%
3,500
$201,000 0.04%
FS KKR Capital Corp.
24.04%
31,882
$195,000 0.04%
Investors Bancorp Inc New
No change
14,000
$167,000 0.03%
Farmer Bros Co
Closed
10,795
$140,000
Tortoise Midstrm Energy Fd I
Closed
10,170
$124,000
Sirius XM Holdings, Inc.
11.56%
11,046
$79,000 0.01%
Aurora Cannabis, Inc.
Opened
17,314
$37,000 0.01%
Alkaline Wtr Co Inc
No change
23,474
$30,000 0.01%
Obsidian Energy Ltd.
No change
40,489
$28,000 0.01%
HEXO Corp.
24.99%
14,852
$24,000 0.00%
HC2 Holdings, Inc.
No change
10,300
$23,000 0.00%
Nio Inc
Closed
10,000
$16,000
No transactions found
Showing first 500 out of 198 holdings