The Garbacz Group Inc. (St. Louis)

The Garbacz Group Inc. is an adviser based in St. Louis. It manages $24.74 million of regulatory assets for 86 client accounts. It has been registered with the SEC as an adviser since 2006 and has operated in the jurisdiction of Missouri.

The Garbacz Group provides portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Garbacz Group: assets under management

The assets under management (AUM) of The Garbacz Group Inc. is $24.74 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -9% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $24.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $287.72 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay The Garbacz Group Inc. for their services and products based on a percentage of assets under management, commissions, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at The Garbacz Group Inc.

Joseph Albert Garbacz has been acting as President since 1 Jan 1990. Daniel John Garbacz joined the executive team most recently as the Chief Compliance Officer And Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Albert Garbacz	President/cfo/chief compliance officer	1 Jan 1990	Other	712738
Joseph A. Garbacz Jr Revocable Trust	Owner/trustee	1 Feb 2000	75% - 100%	35-8345618
Josepha A Garbacz Business Trust U/T/A 8/22/2007	Owner/trustee	1 Aug 2007	75% - 100%	35-8345618
Daniel John Garbacz	Chief compliance officer and chief financial officer	1 Jan 2012	Other	2841620

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Albert Garbacz	Trustee	1 Feb 2000	75% - 100%	712738
Joseph Albert Garbacz	Trustee	1 Aug 2007	75% - 100%	712738

Based in St. Louis

The principal office where The Garbacz Group Inc. performs its advisory services is located at 655 Craig Road, St. Louis, MO 63141, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-991-1303 or by fax 314-991-1505. The normal business hours are 8:30 am - 5:00 pm on Monday - Friday.