Nelson Financial Sercices Inc (Bellevue)

Nelson Financial Sercices Inc is an adviser based in Bellevue. It manages $24.66 million of regulatory assets for 120 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Washington.

Nelson Financial Sercices provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Nelson Financial Sercices: assets under management

The assets under management (AUM) of Nelson Financial Sercices Inc is $24.66 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -47% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $24.66 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $205.52 thousand each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Nelson Financial Sercices Inc for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nelson Financial Sercices Inc

Susan Nelson has been acting as President since 1 Jan 1998. Susan Featherstone Nelson joined the executive team most recently as the President & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Gordon Nelson	Chief executive officer	1 Apr 1996	50% - 75%	4410296
Susan Nelson	President	1 Jan 1998	50% - 75%	2004710
Susan Featherstone Nelson	President & chief compliance officer	1 Oct 2004	50% - 75%	2004710

Based in Bellevue

The principal office where Nelson Financial Sercices Inc performs its advisory services is located at 4501 Somerset Drive, Se, Bellevue, WA 98006, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.